SEC Form 4 · accession 0001209191-15-009515
STRATA Skin Sciences, Inc. · SSKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W. Cook
Officer — Chief Financial Officer
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $5.60 | Feb 3, 2015 | A | 5,000 | A | Feb 3, 2015 | Apr 14, 2024 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The option grant was made by the Company's Board of Directors on April 14, 2014, with vesting of the options upon achieving financial metrics set forth by the Board. The Compensation Committee of the Board of Directors confirmed the vesting of the options on February 3, 2015. In accordance with the SEC's rules and regulations, the option grant is now being reported by the Reporting Person; however; the option grant has already been reported by the Issuer in its reports previously filed with the SEC.