SEC Form 4 · accession 0001140361-16-084413
STRATA Skin Sciences, Inc. · SSKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank J McCaney
Officer — President & CEO · Director
Period of report
Oct 31, 2016
Accepted (ET)
Nov 1, 2016 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051514
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.55 | Oct 31, 2016 | A | 542,500 | A | — | Oct 31, 2026 | Common Stock | 542,500 | 542,500 | D |
Explanation of responses
- F1Mr. McCaney received stock options to purchase up to 542,500 shares of the Company's common stock, which vests in three substantially equal installments on October 31, 2017, October 31, 2018 and October 31, 2019