SEC Form 5 · accession 0001120437-19-000022
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Butman
Officer — President & CEO of subsidiary · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 7, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 6, 2018 | S | 8,388 | $29.19 | D | 8,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $29.45 | holding | — | — | — | — | Aug 15, 2026 | Common Shares | 54,100 | 54,100 | D |
| Option (Right to Buy)F2 | $27.79 | holding | — | — | — | — | May 24, 2027 | Common Shares | 60,835 | 60,835 | D |
| Option (Right to Buy)F2 | $25.70 | holding | — | — | — | — | May 22, 2028 | Common Shares | 73,723 | 73,723 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | May 11, 2019 | Common Shares | 10,994 | 10,994 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | May 24, 2020 | Common Shares | 15,531 | 15,531 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | May 23, 2021 | Common Shares | 18,817 | 18,817 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the 2011 Long Term Incentive Plan. Stock units become vested on third anniversary.
- F2Vests on the third anniversary