SEC Form 4 · accession 0001120437-19-000011
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leroy T Carlson Jr.
Officer — President and CEO · Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 7:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jan 7, 2019 | G | 12,835 | — | D | 99,008 | D | |
| Common SharesF2 | Jan 18, 2019 | M | 250,000 | $26.66 | A | 349,000 | D | |
| Common SharesF2 | Jan 18, 2019 | F | 211,268 | $36.30 | D | 137,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F3,F4 | $26.66 | Jan 18, 2019 | M | 250,000 | D | — | May 25, 2020 | Common Shares | 250,000 | 0 | D |
Explanation of responses
- F1By gift
- F2Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.
- F3Shares withheld to pay for exercise price (183,609) and taxes (27,659).
- F4Currently exercisable