SEC Form 4 · accession 0001120437-18-000121
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt B Thaus
Officer — Senior VP - CIO
Period of report
Nov 26, 2018
Accepted (ET)
Nov 28, 2018 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 26, 2018 | M | 22,600 | $29.94 | A | 22,600 | D | |
| Common Shares | Nov 26, 2018 | M | 26,557 | $29.26 | A | 49,157 | D | |
| Common Shares | Nov 26, 2018 | S | 49,157 | $35.04 | D | 0 | D | |
| Common Shares | Nov 27, 2018 | M | 24,500 | $26.66 | A | 24,500 | D | |
| Common Shares | Nov 27, 2018 | M | 16,999 | $22.60 | A | 41,499 | D | |
| Common Shares | Nov 27, 2018 | S | 41,499 | $35.47 | D | 0 | D | |
| Common Shares | Nov 28, 2018 | M | 13,481 | $22.60 | A | 13,481 | D | |
| Common Shares | Nov 28, 2018 | M | 25,519 | $26.83 | A | 39,000 | D | |
| Common Shares | Nov 28, 2018 | S | 39,000 | $35.60 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $29.94 | Nov 26, 2018 | M | 22,600 | D | — | May 13, 2021 | Common Shares | 22,600 | 0 | D |
| Option (Right to Buy)F1 | $29.26 | Nov 26, 2018 | M | 26,557 | D | — | May 11, 2025 | Common Shares | 26,557 | 0 | D |
| Option (Right to Buy)F1 | $26.66 | Nov 27, 2018 | M | 24,500 | D | — | May 25, 2020 | Common Shares | 24,500 | 0 | D |
| Option (Right to Buy)F1 | $22.60 | Nov 27, 2018 | M | 16,999 | D | — | May 10, 2023 | Common Shares | 16,999 | 0 | D |
| Option (Right to Buy)F1 | $22.60 | Nov 28, 2018 | M | 13,481 | D | — | May 10, 2023 | Common Shares | 13,481 | 0 | D |
| Option (Right to Buy)F1 | $26.83 | Nov 28, 2018 | M | 25,519 | D | — | May 10, 2024 | Common Shares | 25,519 | 0 | D |
Explanation of responses
- F1Currently exercisable. Granted under the 2011 Long-Term Incentive Plan.