SEC Form 4 · accession 0001120437-18-000116
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Butman
Officer — President & CEO of subsidiary · Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 8, 2018 | M | 16,883 | $29.94 | A | 33,380 | D | |
| Common Shares | Nov 8, 2018 | S | 16,883 | $35.50 | D | 16,497 | D | |
| Common Shares | Nov 9, 2018 | M | 20,717 | $29.94 | A | 37,214 | D | |
| Common Shares | Nov 9, 2018 | S | 20,717 | $35.50 | D | 16,497 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $29.94 | Nov 8, 2018 | M | 16,883 | D | — | May 13, 2021 | Common Shares | 16,883 | 0 | D |
| Option (Right to Buy)F1 | $29.94 | Nov 9, 2018 | M | 20,717 | D | — | May 13, 2021 | Common Shares | 20,717 | 0 | D |
Explanation of responses
- F1Currently exercisable