SEC Form 4 · accession 0001120437-18-000094
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas W Chambers
Officer — Senior VP-Finance & CAO
Period of report
Aug 8, 2018
Accepted (ET)
Aug 9, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 8, 2018 | M | 4,340 | $26.95 | A | 10,545 | D | |
| Common Shares | Aug 8, 2018 | S | 4,340 | $29.40 | D | 6,205 | D | |
| Common Shares | Aug 9, 2018 | S | 5,532 | $30.59 | D | 673 | D | |
| Common SharesF2 | Aug 8, 2018 | S$0 | 680 | — | D | 0 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionF1 | $26.95 | Aug 8, 2018 | M | 4,340 | D | — | May 20, 2019 | Common Shares | 4,340 | 0 | D |
Explanation of responses
- F1Currently exercisable
- F2The 401(k) fund price is not aligned with market price as there is a cash component for 401(k) liquidity purposes. Reporting person received a $32.14 fund price on his 680 units in the 401(k) plan.