SEC Form 4 · accession 0001120437-18-000090
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth R Meyers
Officer — President of a subsidiary · Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares | Aug 6, 2018 | M | 225,300 | $20.79 | A | 266,148 | D | |
| Common Shares | Aug 6, 2018 | M | 177,319 | $22.60 | A | 443,467 | D | |
| Common Shares | Aug 6, 2018 | F | 342,506 | $29.53 | D | 100,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | $20.79 | Aug 6, 2018 | M | 225,300 | D | — | May 16, 2022 | Common Shares | 225,300 | 0 | D |
| Common SharesF3 | $22.60 | Aug 6, 2018 | M | 177,319 | D | May 10, 2016 | May 10, 2023 | Common Shares | 177,319 | 0 | D |
Explanation of responses
- F1Shares withheld to pay for exercise price (294,324 shares) and tax liability (48,182 shares).
- F2Granted on May 16, 2012, and became exercisable with respect to a third of such option on each of May 16, 2013, May 16, 2014 and May 16, 2015.
- F3Option exercise