SEC Form 4 · accession 0001120437-17-000058
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas D Shuma
Officer — SVP-Finance & CAO
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 16, 2017 | M | 5,638 | $0.00 | A | 9,241 | D | |
| Common Shares | May 16, 2017 | F | 1,973 | $26.90 | D | 7,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 16, 2017 | M | 5,638 | D | May 16, 2017 | — | Common shares | 5,638 | 0 | D |
Explanation of responses
- F1Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 16, 2017.
- F2Shares withheld to pay taxes on restricted stock units that vested on May 16, 2017.