SEC Form 4 · accession 0001120437-16-000124
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas D Shuma
Officer — Sr VP & Corporate Controller
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 8, 2016 | M | 24,533 | $20.79 | A | 28,099 | D | |
| Common Shares | Dec 8, 2016 | M | 29,814 | $22.60 | A | 57,913 | D | |
| Common Shares | Dec 8, 2016 | S | 54,347 | $29.1343 | D | 3,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Grant (Right to Buy)F1 | $20.79 | Dec 8, 2016 | M | 24,533 | D | — | May 16, 2022 | Common Shares | 24,533 | 0 | D |
| Option Grant (Right to Buy)F1 | $22.60 | Dec 8, 2016 | M | 29,814 | D | — | May 10, 2023 | Common Shares | 29,814 | 0 | D |
Explanation of responses
- F1Granted under the 2011 Long-Term Incentive Plan.