SEC Form 4 · accession 0001120437-16-000121
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leroy T Carlson Jr.
Officer — President and CEO · Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $29.45 | Aug 15, 2016 | A | 53,800 | A | — | May 11, 2026 | Common Shares | 53,800 | 53,800 | D |
| Restricted Stock UnitsF1 | — | Aug 15, 2016 | A | 76,273 | A | — | — | Common Shares | 76,273 | 76,273 | D |
Explanation of responses
- F1Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on May 11, 2019.
- F2Granted under the 2011 Long-Term Incentive Plan. Options vest on May 11, 2019.