SEC Form 4 · accession 0001120437-16-000097
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Theodore Herbert
Officer — VP Human Resources
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 1:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 10, 2016 | M | 8,460 | $0.00 | A | 106,304 | D | |
| Common Shares | May 10, 2016 | F | 2,432 | $28.04 | D | 103,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 10, 2016 | M | 8,460 | D | May 10, 2016 | — | Common Shares | 8,460 | 0 | D |
Explanation of responses
- F1Shares withheld to pay taxes on restricted stock units that vested on May 10, 2016.
- F2Restricted stock units awarded pursuant to the long term incentive plan. Stock units became vested on May 10, 2016.