SEC Form 4 · accession 0001120437-15-000057
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt B Thaus
Officer — Senior VP - CIO
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 3, 2015 | M | 37,800 | $20.79 | A | 41,454 | D | |
| Common Shares | Nov 3, 2015 | S | 37,800 | $29.89 | D | 3,654 | D | |
| Common Shares | Nov 3, 2015 | S | 3,654 | $29.89 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F1 | $20.79 | Nov 3, 2015 | M | 37,800 | D | — | May 16, 2022 | Common Shares | 37,800 | 0 | D |
Explanation of responses
- F1Granted under the 2011 Long Term Incentive Plan. Options vest over a 3 year period with one-third of the number of shares becoming exercisable on the first annual anniversary, one-third on the second annual anniversary, and one-third on the third annual anniversary.