SEC Form 4/A · accession 0001120437-15-000052
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leroy T Carlson Jr.
Officer — President and CEO · Director
Period of report
May 11, 2015
Accepted (ET)
Jun 24, 2015 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF3,F4 | Jun 17, 2015 | G | 1,500 | — | D | 69,980 | D | |
| Common SharesF3,F4 | Mar 23, 2015 | G | 7,700 | — | D | 62,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F2 | $29.26 | May 11, 2015 | A | 236,100 | A | — | May 11, 2025 | Common shares | 236,100 | 236,100 | D |
| Restricted stock unitsF1 | — | May 11, 2015 | A | 51,761 | A | — | — | Common Shares | 51,761 | 51,761 | D |
Explanation of responses
- F1Restricted stock units award pursuant to the long term incentive plan. Stock units will become vested on third anniversary.
- F2Granted under the 2011 Long-Term Incentive Plan. Options vest on the third annual anniversary.
- F3By gift
- F4Includes 3,768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.