SEC Form 4 · accession 0001120437-15-000031
TELEPHONE & DATA SYSTEMS INC /DE/ · TDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leroy T Carlson Jr.
Officer — President and CEO · Director
Period of report
Mar 13, 2015
Accepted (ET)
Mar 13, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051512
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2,F3 | Jan 9, 2015 | G | 2,298 | — | D | 74,780 | D | |
| Common sharesF2,F3 | Feb 6, 2015 | G | 3,300 | — | D | 71,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred CompensationF1 | — | Mar 13, 2015 | A | 6,654 | A | — | — | Common Shares | 6,654 | 62,454 | D |
Explanation of responses
- F1Reporting person deferred bonuses pursuant to the Long Term Incentive Plan, the employer match vests ratably at 33%, 33%, and 34% per year over a 3 year period. A total of 59,697 common shares are vested.
- F2By gift
- F3Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.