SEC Form 4 · accession 0001140361-17-030475
COMMUNITY WEST BANCSHARES / · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 11:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051343
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $3.25 | Aug 7, 2017 | M | 2,000 | A | Jul 14, 2017 | Oct 14, 2017 | Common Stock | 2,000 | 4,000 | D |
| Stock Options | $7.19 | Aug 7, 2017 | M | 4,000 | A | Jul 14, 2017 | Oct 14, 2017 | Common Stock | 4,000 | 0 | D |