SEC Form 4 · accession 0001140361-17-018837
COMMUNITY WEST BANCSHARES / · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles G Baltuskonis
Officer — EVP, Chief Admin Officer
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051343
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $8.65 | May 5, 2017 | M | 2,000 | A | Feb 28, 2009 | Feb 28, 2018 | Common Stock | 2,000 | 49,250 | D |
| Stock Options | $3.995 | May 5, 2017 | M | 3,750 | A | Jul 29, 2009 | Jul 30, 2018 | Common Stock | 3,750 | 45,500 | D |
| Stock Options | $3.45 | May 5, 2017 | M | 2,000 | A | Nov 20, 2009 | Nov 20, 2018 | Common Stock | 2,000 | 43,500 | D |
| Stock Options | $2.36 | May 5, 2017 | M | 5,000 | A | Apr 29, 2010 | Apr 29, 2019 | Common Stock | 5,000 | 38,500 | D |
| Stock Options | $2.35 | May 5, 2017 | M | 3,750 | A | Jul 23, 2010 | Jul 23, 2019 | Common Stock | 3,750 | 34,750 | D |
| Stock Options | $3.50 | May 5, 2017 | M | 5,000 | A | Dec 16, 2011 | Dec 16, 2020 | Common Stock | 5,000 | 29,750 | D |
| Stock Options | $2.57 | May 5, 2017 | M | 5,000 | A | Sep 1, 2012 | Sep 1, 2021 | Common Stock | 5,000 | 24,750 | D |
| Stock Options | $3.25 | May 5, 2017 | M | 8,000 | A | Dec 13, 2013 | Dec 13, 2022 | Common Stock | 8,000 | 16,750 | D |
| Stock Options | $7.19 | May 5, 2017 | M | 6,000 | A | Feb 27, 2015 | Feb 27, 2024 | Common Stock | 6,000 | 10,750 | D |
| Stock Options | $6.6996 | May 5, 2017 | M | 2,000 | A | Mar 26, 2016 | Mar 26, 2025 | Common Stock | 2,000 | 8,750 | D |
| Stock Options | $6.86 | May 5, 2017 | M | 5,000 | A | Mar 24, 2017 | Mar 24, 2026 | Common Stock | 5,000 | 3,750 | D |