SEC Form 4 · accession 0001140361-16-067013
COMMUNITY WEST BANCSHARES / · CWBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Sims Jr.
Director
Period of report
May 24, 2016
Accepted (ET)
May 25, 2016 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001051343
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $3.45 | May 24, 2016 | M | 5,000 | A | Nov 20, 2008 | Nov 20, 2018 | Common Stock | 5,000 | 20,000 | D |
| Stock Options | $3.25 | May 24, 2016 | M | 5,000 | A | Dec 13, 2012 | Dec 13, 2022 | Common Stock | 5,000 | 15,000 | D |
| Stock Options | $6.53 | May 24, 2016 | M | 5,000 | A | Apr 23, 2015 | Apr 22, 2025 | Common Stock | 5,000 | 10,000 | D |