SEC Form 4 · accession 0001140361-17-036073
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Rembolt
Officer — Vice President Finance & CFO
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2017 | M | 1,000 | $36.03 | A | 38,050 | D | |
| Common StockF1 | Sep 14, 2017 | S | 579 | $112.00 | D | 37,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option NQSOF2 | $36.03 | Sep 18, 2017 | M | 1,000 | A | Oct 16, 2010 | Oct 16, 2017 | Common Stock | 1,000 | 1,160 | D |
Explanation of responses
- F1Total includes 6,284.265 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 1,742 Restricted Stock Units (Common Stock Equivalents), all of which are subject to future vesting, 2,008 Market Share Units (Common Stock Equivalents), all of which are subject to future vesting, and 310 vested Deferred Performance Units (Common Stock Equivalents).
- F2Not Applicable