SEC Form 4 · accession 0001140361-16-084237
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Rembolt
Officer — Vice President Finance & CFO
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | D | 396 | — | D | 36,234 | D | |
| Common StockF2,F3 | Oct 28, 2016 | D | 859 | — | D | 35,375 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld pursuant to mandatory provisions of Restricted Stock Unit (RSU) Award Agreements in satisfaction of tax withholding obligation upon vesting of 1,049 RSUs (Common Stock equivalents).
- F2Shares withheld pursuant to mandatory provisions of Market Stock Unit (MSU) Award Agreements in satisfaction of tax withholding obligation upon settlement of 2,284 MSUs (Common Stock equivalents).
- F3Total includes 6,173.260 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 1,742 Restricted Stock Units, all of which are subject to future vesting, and 2,008 Market Share Units, all of which are subject to future vesting.