SEC Form 4 · accession 0001140361-16-084236
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garry O Ridge
Officer — President & CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Oct 31, 2016 · 7:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2016 | D | 2,364 | — | D | 91,286 | D | |
| Common StockF2,F3 | Oct 28, 2016 | D | 3,436 | — | D | 87,850 | D | |
| Common StockF4 | holding | — | — | — | 12,400 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld pursuant to mandatory provisions of Restricted Stock Unit (RSU) Award Agreements in satisfaction of tax withholding obligation upon settlement of 4,584 RSUs (Common Stock equivalents).
- F2Shares withheld pursuant to mandatory provisions of Market Share Unit (MSU) Award Agreements in satisfaction of tax withholding obligation upon settlement of 9,142 MSUs (Common Stock equivalents).
- F3Total includes 1,229.032 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 14,620 Restricted Stock Units, of which 8,736 are subject to future vesting, and 9,183 Market Share Units, all of which are subject to future vesting.
- F4The reporting person disclaims beneficial ownership of these shares and this report of indirect beneficial ownership shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of such shares.