SEC Form 4/A · accession 0001140361-16-083802
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stanley Sewitch Jr.
Officer — VP, Global Org. Dev.
Period of report
Oct 12, 2015
Accepted (ET)
Oct 27, 2016 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 12, 2015 | A | 489 | — | A | 7,698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of Market Share Units (Common Stock equivalents) (MSUs) has been corrected to report the actual number of MSUs acquired upon certified vesting of MSUs awarded to the reporting person on October 25, 2012. The original report incorrectly reported the acquisition of 977 MSUs. The vested MSUs were subsequently settled by issuance of shares of Common Stock on October 23, 2015, subject to the mandatory withholding of shares for tax purposes as reported on Form 4 on October 27, 2015.
- F2The total reported as of transaction date included 975.073 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also included 1,605 Restricted Stock Units, all of which are subject to future vesting and 3,773 Market Share Units, of which 2,307 are subject to future vesting.