SEC Form 4 · accession 0001140361-16-083575
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giles H Bateman
Director
Period of report
Oct 25, 2016
Accepted (ET)
Oct 26, 2016 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2016 | M | 3,800 | $32.78 | A | 18,577 | D | |
| Common StockF1,F2 | Oct 25, 2016 | S | 1,176 | $108.017 | D | 17,401 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (NWSO)F3 | $32.78 | Oct 25, 2016 | M | 1,176 | D | Dec 12, 2009 | Dec 12, 2016 | Common Stock | 1,176 | 0 | D |
Explanation of responses
- F1Average price per share between $108.00 and $108.06.
- F2Total includes 8,770 Restricted Stock Units (Common Stock equivalents).
- F3Not Applicable