SEC Form 4 · accession 0001140361-16-075762
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Rembolt
Officer — Vice President Finance & CFO
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 1,000 | $35.99 | A | 34,966 | D | |
| Common StockF1 | Aug 10, 2016 | S | 570 | $117.00 | D | 34,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (NQSO)F2,F3 | $35.99 | Aug 10, 2016 | M | 1,000 | D | Oct 17, 2009 | Oct 17, 2016 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Total includes 6,173.26 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 2,009 Restricted Stock Units, all of which are subject to future vesting, and 3,150 Market Share Units, all of which are subject to future vesting.
- F2Not applicable.
- F3The reporting person also holds options to acquire common shares of 6,160 NQSO, exercisable 10/16/10 at $36.03, exp. 10/16/17.