SEC Form 4 · accession 0001140361-16-054187
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Rembolt
Officer — Vice President Finance & CFO
Period of report
Feb 19, 2016
Accepted (ET)
Feb 19, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2016 | M | 1,000 | $35.99 | A | 34,508 | D | |
| Common StockF1 | Feb 19, 2016 | S | 588 | $107.00 | D | 33,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (NQSO)F2,F3 | $35.99 | Feb 19, 2016 | M | 1,000 | D | Oct 17, 2009 | Oct 17, 2016 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Total includes 6,127.40 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 2,009 Restricted Stock Units, all of which are subject to future vesting, and 3,150 Market Share Units, all of which are subject to future vesting.
- F2Not applicable.
- F3The reporting person also holds options to acquire common shares of 6,160 NQSO, exercisable 10/16/10 at $36.03, exp. 10/16/17.