SEC Form 4 · accession 0001140361-15-038502
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Collato
Director
Period of report
Oct 22, 2015
Accepted (ET)
Oct 26, 2015 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2015 | M | 3,142 | $32.78 | A | 16,580 | D | |
| Common StockF1 | Oct 22, 2015 | S | 3,142 | $95.00 | D | 13,438 | D | |
| Common StockF1 | Oct 23, 2015 | M | 658 | $32.78 | A | 14,096 | D | |
| Common StockF1,F2 | Oct 23, 2015 | S | 658 | $95.27 | D | 13,438 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF1,F3 | $32.78 | Oct 22, 2015 | M | 3,142 | A | Dec 12, 2009 | Dec 12, 2016 | Common Stock | 3,142 | 658 | D |
| Non-qualified Stock OptionF1,F3 | $32.78 | Oct 23, 2015 | M | 658 | A | Dec 12, 2009 | Dec 12, 2016 | Common Stock | 658 | 0 | D |
Explanation of responses
- F1Transaction pursuant to trading plan adopted pursuant to Rule 10b-5 under Securities Exchange Act of 1934.
- F2Total includes 9,466 Restricted Stock Units (Common Stock equivalents).
- F3Not applicable.