SEC Form 4 · accession 0001140361-15-038269
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giles H Bateman
Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2015 | M | 3,500 | $27.87 | A | 15,401 | D | |
| Common StockF1,F2 | Oct 20, 2015 | S | 1,076 | $92.65 | D | 14,325 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF3,F4 | $27.87 | Oct 20, 2015 | M | 3,500 | A | Dec 12, 2008 | Dec 12, 2015 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Sold all shares between $92.60 and $92.71, for an average sale price of $92.65.
- F2Total includes 8,218 Restricted Stock Units (Common Stock equivalents).
- F3Not applicable.
- F4In addition to the reported options, the reporting person holds options to acquire 3,800 NQSO exercisable 12/12/2009, at $32.78, exp. 12/12/2016.