SEC Form 4 · accession 0001140361-15-021919
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garry O Ridge
Officer — President & CEO · Director
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 22, 2015 | M | 1,765 | $36.03 | A | 79,777 | D | |
| Common StockF1,F2 | May 22, 2015 | S | 1,765 | $86.03 | D | 78,012 | D | |
| Common StockF3 | holding | — | — | — | 11,744 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock OptionF1,F4 | $36.03 | May 22, 2015 | M | 1,765 | D | Oct 16, 2010 | Oct 16, 2017 | Common Stock | 1,765 | 10,543 | D |
Explanation of responses
- F1Transaction pursuant to trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2Total includes 1,205.613 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 15,768 Restricted Stock Units, of which 9,884 are subject to future vesting, and 15,709 Market Share Units, all of which are subject to future vesting.
- F3The reporting person disclaims beneficial ownership of these shares and this report of indirect beneficial ownership shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of such shares.
- F4Not applicable.