SEC Form 4 · accession 0001140361-15-013242
WD 40 CO · WDFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Rembolt
Officer — Vice President Finance & CFO
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000105132
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | M | 1,606 | $27.27 | A | 30,938 | D | |
| Common StockF1 | Mar 24, 2015 | S | 973 | $88.00 | D | 29,965 | D | |
| Common StockF1 | Mar 25, 2015 | M | 394 | $27.27 | A | 30,359 | D | |
| Common StockF1,F2 | Mar 25, 2015 | S | 239 | $88.15 | D | 30,120 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (NQSO)F1,F3,F4 | $27.27 | Mar 25, 2015 | M | 2,000 | D | Oct 18, 2008 | Oct 18, 2015 | Common Stock | 2,000 | 1,000 | D |
Explanation of responses
- F1Transaction pursuant to trading plan adopted pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.
- F2Total includes 6,028.606 shares held in WD-40 Company Profit Sharing Plan (Company Stock Fund) account. Total also includes 2,289 Restricted Stock Units, all of which are subject to future vesting, and 3,568 Market Share Units, all of which are subject to future vesting.
- F3Not applicable.
- F4In addition to the reported options, the reporting person holds options to acquire 11,160 common shares as follows: 5,000 NQSO exercisable 10/17/09 at $35.99 exp. 10/17/16; and 6,160 NQSO exercisable 10/16/10 at $36.03 exp. 10/16/17.