SEC Form 4 · accession 0001351952-19-000028
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Bragdon
Officer — EVP/CAO, Gen. Counsel
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 12:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2019 | M | 2,283 | — | A | 19,975 | D | |
| Common StockF3 | Mar 5, 2019 | F | 1,107 | $103.40 | D | 18,868 | D | |
| Common StockF2 | Mar 5, 2019 | M | 200 | — | A | 19,068 | D | |
| Common StockF3 | Mar 5, 2019 | F | 97 | $103.40 | D | 18,971 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4,F5 | — | Mar 5, 2019 | M | 200 | A | Mar 5, 2019 | — | Common Stock | 200 | 200 | D |
| Restricted Stock UnitsF2,F4,F5 | — | Mar 5, 2019 | M | 200 | D | Mar 5, 2019 | — | Common Stock | 0 | 0 | D |
Explanation of responses
- F1On 3/1/16, the reporting person was granted a performance restricted stock unit grant for 1,654 target shares. 2,283 shares were earned on 3/5/19, based on achieving 138.0% of certain performance criteria for the period 1/1/16 - 12/31/18.
- F2Each restricted stock unit represents a right to receive one share of COLM common stock.
- F3Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units.
- F4On 3/5/19 the reporting person was granted 200 restricted stock units. The restricted stock units vest 100% on grant date.
- F5N/A