SEC Form 4 · accession 0001351952-19-000019
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Boyle
Officer — EVP, Columbia Brand President
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 6:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 1,042 | $22.92 | A | 2,301,968 | D | |
| Common StockF1 | Feb 12, 2019 | S | 1,042 | $107.02 | D | 2,300,926 | D | |
| Common Stock | Feb 12, 2019 | M | 1,600 | $31.395 | A | 2,302,526 | D | |
| Common StockF2 | Feb 12, 2019 | S | 1,600 | $106.92 | D | 2,300,926 | D | |
| Common Stock | Feb 12, 2019 | M | 2,154 | $24.965 | A | 2,303,080 | D | |
| Common StockF3 | Feb 12, 2019 | S | 2,154 | $106.59 | D | 2,300,926 | D | |
| Common Stock | Feb 12, 2019 | M | 15,588 | $31.44 | A | 2,316,514 | D | |
| Common StockF4 | Feb 12, 2019 | S | 10,000 | $106.04 | D | 2,306,514 | D | |
| Common StockF5 | Feb 12, 2019 | S | 5,588 | $104.82 | D | 2,300,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $22.92 | Feb 12, 2019 | M | 1,042 | D | Feb 26, 2011 | Feb 25, 2020 | Common Stock | 1,042 | 0 | D |
| Employee Stock Option (right to buy)F7 | $31.395 | Feb 12, 2019 | M | 1,600 | D | Feb 28, 2012 | Feb 27, 2021 | Common Stock | 1,600 | 0 | D |
| Employee Stock Option (right to buy)F8 | $24.965 | Feb 12, 2019 | M | 2,154 | D | Feb 28, 2013 | Feb 27, 2022 | Common Stock | 2,154 | 0 | D |
| Employee Stock Option (right to buy)F9 | $31.44 | Feb 12, 2019 | M | 15,588 | D | Oct 18, 2014 | Oct 17, 2023 | Common Stock | 15,588 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.03, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.84 to $107.00, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.43 to $106.84, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.51 to $106.43, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.58 to $105.51, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F6On 2/26/10, the reporting person was granted 1,942 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.
- F7On 2/28/11, the reporting person was granted 1,600 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.
- F8On 2/29/12, the reporting person was granted 2,154 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.
- F9On 10/18/13, the reporting person was granted 15,588 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.