SEC Form 4 · accession 0001351952-19-000016
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Bragdon
Officer — EVP/CAO, Gen. Counsel
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | M | 8,343 | $42.11 | A | 28,955 | D | |
| Common StockF1 | Feb 8, 2019 | S | 8,343 | $102.80 | D | 20,612 | D | |
| Common StockF1 | Feb 8, 2019 | S | 2,481 | $102.80 | D | 18,131 | D | |
| Common Stock | Feb 8, 2019 | G | 600 | $0.00 | D | 17,531 | D | |
| Common Stock | Feb 12, 2019 | M | 500 | $43.45 | A | 18,031 | D | |
| Common Stock | Feb 12, 2019 | S | 500 | $107.75 | D | 17,531 | D | |
| Common Stock | Feb 12, 2019 | M | 3,501 | $43.45 | A | 21,032 | D | |
| Common StockF2 | Feb 12, 2019 | S | 3,501 | $106.04 | D | 17,531 | D | |
| Common Stock | Feb 12, 2019 | M | 2,780 | $42.11 | A | 20,311 | D | |
| Common StockF2 | Feb 12, 2019 | S | 2,780 | $106.04 | D | 17,531 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $42.11 | Feb 8, 2019 | M | 8,343 | D | Feb 9, 2016 | Feb 8, 2025 | Common Stock | 8,343 | 2,780 | D |
| Employee Stock Option (right to buy)F4 | $43.45 | Feb 12, 2019 | M | 500 | D | Jan 29, 2016 | Jan 28, 2025 | Common Stock | 500 | 3,501 | D |
| Employee Stock Option (right to buy)F4 | $43.45 | Feb 12, 2019 | M | 3,501 | D | Jan 29, 2016 | Jan 28, 2025 | Common Stock | 3,501 | 0 | D |
| Employee Stock Option (right to buy)F3 | $42.11 | Feb 12, 2019 | M | 2,780 | D | Feb 9, 2016 | Feb 8, 2025 | Common Stock | 2,780 | 0 | D |
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.24, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F3On 2/9/15, the reporting person was granted 11,123 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.
- F4On 1/29/15, the reporting person was granted 16,006 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.