SEC Form 4 · accession 0001351952-19-000014
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B. Cusick
Officer — EVP & COO
Period of report
Feb 8, 2019
Accepted (ET)
Feb 12, 2019 · 4:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 8, 2019 | S | 6,000 | $102.80 | D | 38,598 | D | |
| Common Stock | Feb 11, 2019 | M | 5,335 | $43.45 | A | 43,933 | D | |
| Common Stock | Feb 11, 2019 | S | 5,335 | $108.50 | D | 38,598 | D | |
| Common Stock | Feb 11, 2019 | M | 2,780 | $42.11 | A | 41,378 | D | |
| Common Stock | Feb 11, 2019 | S | 2,780 | $108.60 | D | 38,598 | D | |
| Common Stock | Feb 11, 2019 | M | 8,000 | $53.35 | A | 46,598 | D | |
| Common Stock | Feb 11, 2019 | S | 8,000 | $108.70 | D | 38,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $43.45 | Feb 11, 2019 | M | 5,335 | D | Jan 29, 2016 | Jan 28, 2025 | Common Stock | 5,335 | 0 | D |
| Employee Stock Option (right to buy)F3 | $42.11 | Feb 11, 2019 | M | 2,780 | D | Feb 9, 2016 | Feb 8, 2025 | Common Stock | 2,780 | 0 | D |
| Employee Stock Option (right to buy)F4 | $53.35 | Feb 11, 2019 | M | 8,000 | D | Jan 28, 2017 | Jan 27, 2026 | Common Stock | 8,000 | 7,698 | D |
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2On 1/29/15, the reporting person was granted 21,341 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.
- F3On 2/9/15, the reporting person was granted 11,123 stock options. The option grant vested over 4 years with 25% becoming exercisable on each anniversary of the grant date.
- F4On 1/28/16, the reporting person was granted 15,698 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.