SEC Form 4 · accession 0001351952-19-000012
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim A Swanson
Officer — SVP & CFO
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | M | 222 | — | A | 875 | D | |
| Common StockF2 | Feb 1, 2019 | F | 87 | $89.82 | D | 788 | D | |
| Common StockF1 | Feb 1, 2019 | M | 237 | — | A | 1,025 | D | |
| Common StockF2 | Feb 1, 2019 | F | 92 | $89.82 | D | 933 | D | |
| Common StockF1 | Feb 1, 2019 | M | 255 | — | A | 1,188 | D | |
| Common StockF2 | Feb 1, 2019 | F | 99 | $89.82 | D | 1,089 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4,F3 | — | Feb 1, 2019 | M | 222 | D | Feb 1, 2017 | — | Common Stock | 222 | 222 | D |
| Restricted Stock UnitsF1,F5,F3 | — | Feb 1, 2019 | M | 237 | D | Feb 1, 2018 | — | Common Stock | 237 | 474 | D |
| Restricted Stock UnitsF1,F6,F3 | — | Feb 1, 2019 | M | 255 | D | Feb 1, 2019 | — | Common Stock | 255 | 765 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of COLM common stock.
- F2Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units.
- F3N/A
- F4On 1/28/16 the reporting person was granted 888 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F5On 1/26/17 the reporting person was granted 949 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F6On 1/25/18 the reporting person was granted 1,020 restricted stock units, 25% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Initial Vest Date"), and (b) on each of the three subsequent anniversaries of the Initial Vest Date. Vested shares will be delivered to the reporting person on the designated vest dates. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.