SEC Form 4 · accession 0001351952-19-000001
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Babson
Director
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | M | 11,608 | $15.23 | A | 140,099 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By Wife | |
| Common StockF1 | holding | — | — | — | 4,500 | I | By LP | |
| Common StockF2 | holding | — | — | — | 11,000 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F4 | $15.23 | Jan 24, 2019 | M | 11,608 | D | May 21, 2010 | May 20, 2019 | Common Stock | 11,608 | 0 | D |
Explanation of responses
- F1Includes 4,500 shares held by Babson Capital Partners, LP, for which Mr. Babson is general partner.
- F2Includes 11,000 shares held by the Jean McCall Babson Trust, for which Mr. Babson is trustee and whose beneficiares include members of Mr. Babson's family.
- F3On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split.
- F4On 5/21/09 the reporting person was granted 11,608 stock options. The option grant vested one-third of the shares on the first three anniversaries of the grant date.