SEC Form 4 · accession 0001351952-18-000025

COLUMBIA SPORTSWEAR CO · COLM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & COO

Period of report

Mar 6, 2018

Accepted (ET)

Mar 8, 2018 · 11:10 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001050797

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 6, 2018	M	916	$25.545	A	42,788	D
Common Stock^F1	Mar 6, 2018	S	916	$78.25	D	41,872	D
Common Stock^F1	Mar 6, 2018	M	3,966	$38.155	A	45,838	D
Common Stock^F1	Mar 6, 2018	S	3,966	$78.50	D	41,872	D
Common Stock^F1	Mar 7, 2018	M	18,238	$38.155	A	60,110	D
Common Stock^F1,F4	Mar 7, 2018	S	18,238	$78.50	D	41,872	D
Common Stock^F5	Mar 7, 2018	M	4,630	$0.00	A	46,502	D
Common Stock^F6	Mar 7, 2018	F	2,239	$78.47	D	44,263	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F1,F2	$25.545	Mar 6, 2018	M	916	D	Jan 31, 2014	Jan 30, 2023	Common Stock	916	0	D
Employee Stock Option (right to buy)^F1,F3	$38.155	Mar 6, 2018	M	3,966	D	Jan 30, 2015	Jan 29, 2024	Common Stock	3,966	18,238	D
Employee Stock Option (right to buy)^F1,F3	$38.155	Mar 7, 2018	M	18,238	D	Jan 30, 2015	Jan 29, 2024	Common Stock	18,238	0	D

F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
F2On 1/31/13 the reporting person was granted 31,742 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
F3On 1/30/14 the reporting person was granted 22,204 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.
F4The price reported in Column 4 is a weighted averge price. These shares were sold in multiple transactions at prices ranging from $78.50 to $78.55, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
F5On 2/27/15, the reporting person was granted a performance restricted stock unit grant for 3,326 target shares. 4,630 shares were earned on 3/7/18, based on achieving 139.2% of certain performance criteria for the period 1/1/15 - 12/31/17. Restricted stock units vest and settle in shares of the Company's common stock on a one-for-one basis.
F6Shares surrendered to the Company as payment to satisfy tax withholding obligation in connection with the vesting of the restricted stock units.