SEC Form 4 · accession 0001351952-18-000018
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter Klenz
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 28, 2018 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 6,664 | $24.69 | A | 16,675 | D | |
| Common Stock | Feb 26, 2018 | M | 5,030 | $32.785 | A | 21,705 | D | |
| Common StockF1 | Feb 26, 2018 | S | 11,694 | $75.87 | D | 10,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $24.69 | Feb 26, 2018 | M | 6,664 | D | May 25, 2011 | May 24, 2020 | Common Stock | 6,664 | 0 | D |
| Employee Stock Option (right to buy)F3 | $32.785 | Feb 26, 2018 | M | 5,030 | D | May 27, 2012 | May 26, 2021 | Common Stock | 5,030 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted averge price. These shares were sold in multiple transactions at prices ranging from $75.70 to $76.00, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F2On 5/25/2010 the reporting person was granted 6,664 stock options. The option grant vests one-third of the shares on the first three anniversaries of the grant date.
- F3On 5/27/2011 the reporting person was granted 5,030 stock options. The option grant vests one-third of the shares on the first three anniversaries of the grant date.