SEC Form 4 · accession 0001351952-17-000046
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E. Nelson
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 15, 2017 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jun 13, 2017 | A | 1,085 | A | May 1, 2018 | — | Common Stock | 1,085 | 1,085 | D |
| Employee Stock Option (right to buy)F4 | $57.35 | Jun 13, 2017 | A | 3,388 | A | May 1, 2018 | Jun 12, 2027 | Common Stock | 3,388 | 3,388 | D |
| Restricted Stock UnitsF5,F1,F6,F3 | — | Jun 13, 2017 | A | 265 | A | May 1, 2018 | — | Common Stock | 265 | 265 | D |
| Employee Stock Option (right to buy)F7,F8 | $57.35 | Jun 13, 2017 | A | 817 | A | May 1, 2018 | Jun 12, 2027 | Common Stock | 817 | 817 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of COLM common stock.
- F233% of the restricted stock units vest annually (a) on May 1, 2018 (the "Vest Date"), and (b) on each of the two subsequent anniversaries following the first anniversary of the Vest Date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F3N/A
- F433% of the stock options vest annually (a) on May 1, 2018 (the "Vest Date"), and (b) on each of the two subsequent anniversaries following the first anniversary of the Vest Date.
- F5Restricted stock units received in lieu of 25% of cash director's fee.
- F6100% of the restricted stock units vest May 1, 2018 (the "Vest Date"). One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F7Option grant received in lieu of 25% of cash director's fee.
- F8100% of the stock options vest May 1, 2018 (the "Vest Date").