SEC Form 4 · accession 0001351952-17-000015
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Babson
Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2017 | M | 3,536 | $32.465 | A | 116,066 | D | |
| Common Stock | Feb 22, 2017 | M | 2,952 | $32.465 | A | 119,018 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By Wife | |
| Common StockF1 | holding | — | — | — | 4,500 | I | By LP | |
| Common StockF2 | holding | — | — | — | 11,000 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5,F3 | $32.465 | Feb 22, 2017 | M | 3,536 | D | May 17, 2008 | May 16, 2017 | Common Stock | 3,536 | 0 | D |
| Employee Stock Option (right to buy)F5,F4 | $32.465 | Feb 22, 2017 | M | 2,952 | D | May 17, 2008 | May 16, 2017 | Common Stock | 2,952 | 0 | D |
Explanation of responses
- F1Includes 4,500 shares held by Babson Capital Partners, LP, for which Mr. Babson is general partner.
- F2Includes 11,000 shares held by the Jean McCall Babson Trust, for which Mr. Babson is trustee and whose beneficiares include members of Mr. Babson's family.
- F3On 5/17/07 the reporting person was granted 3,536 stock options. The option grant vests one-third of the shares on the first three anniversaries of the grant date.
- F4On 5/17/07 the reporting person was granted 2,952 stock options. The option grants vests 100% on the first anniversary of the grant date.
- F5On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split.