SEC Form 5 · accession 0001351952-17-000013
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Boyle
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | G | 35,178 | $0.00 | D | 22,297,971 | D | |
| Common StockF2 | May 6, 2016 | G | 48,614 | $0.00 | D | 22,705,271 | D | |
| Common StockF3 | Jun 17, 2016 | G | 20,751 | $0.00 | D | 22,710,324 | D | |
| Common StockF4,F5 | Oct 11, 2016 | G | 1,520,842 | $0.00 | D | 0 | I | Daughter Trust |
| Common StockF6 | Nov 10, 2016 | G | 8,510 | $0.00 | D | 22,537,613 | D | |
| Common StockF7,F8 | Dec 19, 2016 | G | 153,632 | $0.00 | D | 2,508,193 | I | GRATs |
| Common StockF7 | holding | — | — | — | 23,215,626 | D | ||
| Common StockF9 | holding | — | — | — | 834 | I | Wife Trust | |
| Common StockF10 | holding | — | — | — | 143,934 | I | Son GST | |
| Common StockF11 | holding | — | — | — | 143,934 | I | Daughter GST | |
| Common StockF12 | holding | — | — | — | 2,000 | I | Voting Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1943,957 shares previously reported as indirectly owned by the reporting person were transferred from grantor retained annuity trusts to directly owned between February 12, 2016 and March 1, 2016.
- F10Son's generation skipping trust, for which the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F11Daughter's generation skipping trust, for which the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F12Boyle Columbia Sportswear Company Voting Trust, Timothy P. Boyle, Trustee, dated January 24, 2011.
- F2455,914 shares previously reported as indirectly owned by the reporting person were transferred from grantor retained annuity trusts to directly owned between March 11, 2016 and April 19, 2016.
- F325,804 shares previously reported as indirectly owned by the reporting person were transferred from grantor retained annuity trusts to directly owned on June 17, 2016.
- F4Upon Mr. Boyle's daughter attaining the required age established pursuant to the terms of the trust, a full distribution in the amount of 1,520,842 shares was made to Mr. Boyle's daughter and the trust dissolved pursuant to its terms.
- F5Shares held in trust for the benefit of the reporting person's daughter, for which the reporting person's spouse is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F6164,201 shares previously reported as directly owned by the reporting person were transferred to grantor retained annuity trusts between July 11, 2016 and November 10, 2016.
- F7678,013 shares previously reported as indirectly owned by the reporting person were transferred from grantor retained annuity trusts to directly owned on December 13, 2016.
- F8Shares held in grantor retained annuity trusts for which Mr. Boyle is trustee and income beneficiary.
- F9Shares held in trust for the benefit of the reporting person's spouse, of which she is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.