SEC Form 4 · accession 0001351952-16-000139
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward S George
Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 11, 2016 | G | 3,000 | $0.00 | D | 28,564 | I | By Trust |
| Common Stock | Nov 9, 2016 | M | 3,536 | $32.465 | A | 5,536 | D | |
| Common StockF2 | Nov 9, 2016 | S | 3,536 | $57.1527 | D | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F4 | $32.465 | Nov 9, 2016 | M | 3,536 | D | May 17, 2008 | May 16, 2017 | Common Stock | 3,536 | 0 | D |
Explanation of responses
- F1Shares held by Edward S. George and Vilora Lynn George, Trustees of the Amended and Restated George Family Trust, dated May 15, 2006.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.1477 to $57.1907, inclusive. The reporting person undertakes to provide to Columbia Sportswear Company, any security holder of Columbia Sportswear Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote to this Form 4.
- F3On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split.
- F4On 5/17/07 the reporting person was granted 3,536 stock options. The option grant vests one-third of the shares on the first three anniversaries of the grant date.