SEC Form 4 · accession 0001351952-16-000123
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E. Nelson
Director
Period of report
Jun 10, 2016
Accepted (ET)
Jun 14, 2016 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | $0.00 | Jun 10, 2016 | A | 1,095 | A | Jul 1, 2017 | — | Common Stock | 1,095 | 1,095 | D |
| Employee Stock Option (right to buy)F2 | $56.86 | Jun 10, 2016 | A | 3,264 | A | Jul 1, 2017 | Jun 9, 2026 | Common Stock | 3,264 | 3,264 | D |
| Restricted Stock UnitsF4,F5,F3 | $0.00 | Jun 10, 2016 | A | 268 | A | Jul 1, 2017 | — | Common Stock | 268 | 268 | D |
| Employee Stock Option (right to buy)F6,F7 | $56.86 | Jun 10, 2016 | A | 816 | A | Jul 1, 2017 | Jun 9, 2026 | Common Stock | 816 | 816 | D |
Explanation of responses
- F133% of the restricted stock units vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"), and (b) on each of the two subsequent anniversaries following the first anniversary of the Vest Date. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F233% of the stock options vest annually (a) on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"), and (b) on each of the two subsequent anniversaries following the first anniversary of the Vest Date.
- F3N/A
- F4Restricted stock units received in lieu of 25% of cash director's fee.
- F5100% of the restricted stock units vest on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date"). One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F6Option grant received in lieu of 25% of cash director's fee.
- F7100% of the stock options shall vest annually on the first anniverary of the first day of the first full calendar month following the award date (the "Vest Date").