SEC Form 4 · accession 0001351952-16-000117
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Bragdon
Officer — EVP/CAO, Gen. Counsel & Sec.
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2016 | G | 175 | $0.00 | D | 14,157 | D | |
| Common StockF1 | Jun 8, 2016 | M | 5,128 | $23.85 | A | 19,285 | D | |
| Common StockF1 | Jun 8, 2016 | S | 5,128 | $57.95 | D | 14,157 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $23.85 | Jun 8, 2016 | M | 5,128 | D | Jan 26, 2013 | Jan 25, 2022 | Common Stock | 5,128 | 10,000 | D |
Explanation of responses
- F1The reported transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2On 1/26/12 the reporting person was granted 21,128 stock options. The option grant vests over 4 years with 25% becoming exercisable on each anniversary of the grant date.