SEC Form 4 · accession 0001351952-15-000073
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Stanton
Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | M | 4,032 | $24.96 | A | 400,180 | D | |
| Common Stock | Nov 3, 2015 | M | 3,536 | $32.465 | A | 403,716 | D | |
| Common Stock | Nov 3, 2015 | M | 2,952 | $32.465 | A | 406,668 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F2 | $24.96 | Nov 3, 2015 | M | 4,032 | D | May 18, 2007 | May 17, 2016 | Common Stock | 4,032 | 0 | D |
| Employee Stock Option (right to buy)F1,F2 | $32.465 | Nov 3, 2015 | M | 3,536 | D | May 17, 2008 | May 16, 2017 | Common Stock | 3,536 | 0 | D |
| Employee Stock Option (right to buy)F1,F3 | $32.465 | Nov 3, 2015 | M | 2,952 | D | May 17, 2008 | May 16, 2017 | Common Stock | 2,952 | 0 | D |
Explanation of responses
- F1On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split.
- F2Options become exercisable for one-third of the shares on the first three anniversaries of the grant date.
- F3Options vest 100% on the first anniversary of the grant date.