SEC Form 4 · accession 0001351952-15-000068
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Stanton
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 1, 2015 | M | 564 | $0.00 | A | 394,206 | D | |
| Common Stock | Jul 1, 2015 | M | 496 | $0.00 | A | 394,702 | D | |
| Common Stock | Jul 1, 2015 | M | 1,446 | $0.00 | A | 396,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F4 | $0.00 | Jul 1, 2015 | M | 564 | D | Jul 1, 2014 | — | Common Stock | 564 | 564 | D |
| Restricted Stock UnitsF1,F2,F4 | $0.00 | Jul 1, 2015 | M | 496 | D | Jul 1, 2015 | — | Common Stock | 496 | 990 | D |
| Restricted Stock UnitsF1,F3,F4 | $0.00 | Jul 1, 2015 | M | 1,446 | D | Jul 1, 2015 | — | Common Stock | 1,446 | 0 | D |
Explanation of responses
- F1On September 26, 2014 the RSUs were adjusted to reflect COLM 2-for-1 stock split.
- F2Restricted stock units vest in three equal annual installments beginning on the Date Exercisable indicated. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F3Restricted stock units vest 100% on the first anniversary of the grant date. Vested shares will be delivered to the reporting person on the anniversary of the grant date. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F4N/A