SEC Form 4 · accession 0001351952-15-000056
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Babson
Director
Period of report
Jun 8, 2015
Accepted (ET)
Jun 9, 2015 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 716 | $0.00 | A | 108,984 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | By Wife | |
| Common StockF1 | holding | — | — | — | 4,500 | I | By LP | |
| Common StockF2 | holding | — | — | — | 11,000 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4,F5 | $0.00 | Jun 8, 2015 | M | 716 | D | Jun 7, 2013 | — | Common Stock | 716 | 0 | D |
Explanation of responses
- F1Includes 4,500 shares held by Babson Capital Partners, LP, for which Mr. Babson is general partner.
- F2Includes 11,000 shares held by the Jean McCall Babson Trust, for which Mr. Babson is trustee and whose beneficiares include members of Mr. Babson's family.
- F3On September 26, 2014 the RSUs were adjusted to reflect COLM 2-for-1 stock split.
- F4Restricted stock units vest in three equal annual installments beginning on the Date Exercisable indicated. One share of Common Stock will be automatically delivered to the reporting person for each restricted stock unit that vests. If a vesting date falls on a weekend or any other day on which the Nasdaq Stock Market ("NSM") or any national securities exchange on which the Common Stock then is principally traded (the "Exchange") is not open, affected RSUs shall vest on the next following NSM or Exchange business day, as the case may be.
- F5N/A