SEC Form 4 · accession 0001351952-15-000021
COLUMBIA SPORTSWEAR CO · COLM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Babson
Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050797
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | M | 10,500 | $22.425 | A | 101,214 | D | |
| Common Stock | Feb 6, 2015 | M | 3,022 | $22.425 | A | 104,236 | D | |
| Common Stock | Feb 6, 2015 | M | 4,032 | $24.96 | A | 108,268 | D | |
| Common StockF2 | holding | — | — | — | 2,000 | I | By Wife | |
| Common StockF3,F5 | holding | — | — | — | 4,500 | I | By LP | |
| Common StockF4,F6 | holding | — | — | — | 11,000 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7,F8 | $22.425 | Feb 6, 2015 | M | 10,500 | D | Jul 1, 2005 | May 23, 2015 | Common Stock | 10,500 | 0 | D |
| Employee Stock Option (right to buy)F7,F8 | $22.425 | Feb 6, 2015 | M | 3,022 | D | Jul 1, 2005 | May 23, 2015 | Common Stock | 3,022 | 0 | D |
| Employee Stock Option (right to buy)F7,F9 | $24.96 | Feb 6, 2015 | M | 4,032 | D | May 18, 2007 | May 17, 2016 | Common Stock | 4,032 | 0 | D |
Explanation of responses
- F1On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 45,357 additional shares of common stock.
- F2On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 1,000 additional shares of common stock.
- F3On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 2,250 additional shares of common stock.
- F4On September 26, 2014, the common stock of COLM split 2-for-1, resulting in the reporting person's ownership of 5,500 additional shares of common stock.
- F5Includes 4,500 shares held by Babson Capital Partners, LP, for which Mr. Babson is general partner.
- F6Includes 11,000 shares held by the Jean McCall Babson Trust, for which Mr. Babson is trustee and whose beneficiares include members of Mr. Babson's family.
- F7On September 26, 2014 the option price and number of shares were adjusted to reflect COLM 2-for-1 stock split.
- F8Vesting commences on the first day of the first full month following the grant date and becomes exercisable ratably over thirty-six months.
- F9Options become exercisable for one-third of the shares on the first three anniversaries of the grant date.