SEC Form 4 · accession 0001273412-18-000080
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J Consi
Director
Period of report
Jul 31, 2018
Accepted (ET)
Aug 7, 2018 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2018 | M | 5,000 | $13.43 | A | 100,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5,F4 | $13.43 | Jul 31, 2018 | M | 5,000 | D | — | Jan 4, 2020 | Common Stock | 5,000 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 1,556 | 1,556 | D |
Explanation of responses
- F1Includes shares received through dividend reinvestment since the last filing.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- F3The restricted stock units vest and settle in stock on the first anniversary of the grant date.
- F4The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
- F5Option grant has no purchase or sale price.