SEC Form 4 · accession 0001273412-18-000046

PEAPACK GLADSTONE FINANCIAL CORP · PGC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP Dir of Retail Banking/Mark

Period of report

Mar 20, 2018

Accepted (ET)

Mar 22, 2018 · 4:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001050743

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	16,791	D
Common Stock^F1	holding	—	—	—	898	I	401(k)
Common Stock	holding	—	—	—	139	I	Deferred Compensation
Common Stock	holding	—	—	—	1,852	I	Employee Stock Purchase Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3	—	Mar 20, 2018	A	4,725	A	—	—	Common Stock	4,725	7,940	D
Restricted Stock Units^F5,F6	—	Mar 20, 2018	A	900	A	—	—	Common Stock	900	900	D
Restricted Stock Units^F2,F4	—	holding	—	—	—	—	—	Common Stock	3,812	3,812	D

F1Includes 401(k) contributions to purchase PGC stock
F2Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F3The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F4The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F5Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F6The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.