SEC Form 4 · accession 0001273412-18-000044
PEAPACK GLADSTONE FINANCIAL CORP · PGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francesco S Rossi
Officer — SVP/Chief Accounting Officer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001050743
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 136 | D | ||
| Common Stock | holding | — | — | — | 512 | I | Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 20, 2018 | A | 990 | A | — | — | Common Stock | 990 | 990 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | — | — | Common Stock | 1,156 | 1,156 | D |
Explanation of responses
- F1Each restricted stock unit respresents a continvent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- F2The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- F3The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.